Heartland Advisors

Heartland Value Fund 4Q24 Portfolio Manager Commentary

Executive Summary

  • The Heartland Value Fund outperformed its benchmark for the quarter and also the past 1, 3 and 5 years. 
  • Demonstrating the value of active management, stock selection drove our results in each time period. 
  • Though many investors seem to be ignoring downside risks, we aren’t. This helps us be patient and opportunistic.

Past performance is no guarantee of future results and investment returns and principal value of the Fund will fluctuate so that shares, when redeemed, may be worth more or less than the original cost. Current performance may be higher or lower than the performance quoted. Call 800-432-7856 or visit heartlandadvisors.com for current month end performance.

"Successful investing is anticipating the anticipations of others."
— John Maynard Keynes

The euphoria in today’s equity market is breathtaking and unsustainable in our view. Since the election, Bitcoin jumped 34% ($2 trillion in market value) in anticipation of fewer regulations under the Trump administration. That same theme put more wind in the sails of mega-cap tech stocks, with Amazon up around 10%, Alphabet and Apple gaining about 12%, and Tesla soaring over 60% since Nov. 5.
In this environment, few seem interested in value, as the S&P 500 Value Index slumped 2.67% in the fourth quarter while large-cap growth stocks gained 6.17%. 

Therein lies the opportunity for long-term, contrarian investors like us.

By almost every measure, large-cap glamours are over-valued, over-owned, and have overly lofty expectations. More than a quarter of U.S. companies, based on market capitalization, are trading at more than 10X enterprise value to sales, a level not seen since the dotcom bubble. Investor confidence shot up even higher than it was prior to the tech wreck in 2000. Historically, optimism that stock prices will rise over the next 12 months has largely mirrored consumer sentiment levels.

Lately however, the trends have diverged wildly (see the chart below).

Source: The Leuthold Group and The Conference Board, semiannual data from 12/31/1987 to 12/31/2024. This chart represents the comparison of the Conference Board Consumer Confidence expectations to the Conference Board Stock Market Confidence. CEO Confidence Survey (Conference Board) is a monthly survey of 100 CEOs from a variety of industries in the U.S. economy. The survey is conducted, analyzed, and reported by the Conference Board, and it seeks to gauge the economic outlook of CEOs, determining their concerns for their businesses, and their view on where the economy is headed. A reading above 50 indicates that the CEOs surveyed are more bullish than bearish on their economic outlook. All indices are unmanaged. It is not possible to invest directly in an index. Past performance does not guarantee future results. 

We believe active management can capitalize on such marketplace discrepancies. As the economist John Maynard Keynes famously pointed out, successful investing isn’t about noticing what others are thinking now. It’s understanding where their heads will be in the future. 

Our version of this strategy is to look for pockets of opportunities in lagging areas that have historically had a strong correlation to what is currently working. One interesting area of disconnect is the Materials sector. Normally, this group moves in the same direction as Industrials, as they supply the inputs used in manufacturing. In our portfolio, Materials stocks were down 11.73% in the quarter even as our Industrials rose 13.8%. 

Investors seem to be chasing momentum in Industrials, as evidenced by passive flows into sector ETFs, while showing little interest in packaging stocks, a subsector of materials. Throughout the year, we have been paying particularly close attention to possible opportunities within packaging in anticipation of renewed interest. 

One leading producer, Sealed Air Corporation (SEE), a global packager, caught our attention. After thorough research, we determined SEE was mispriced by Wall Street, selling substantially below its intrinsic worth and less than half the market’s price/earnings ratio.

Years ago, the same dynamic played out when WestRock, another packager, lagged badly. However, a strategic buyer took notice and acquired the company at a significant premium to the public market price.

Recently, we have seen similar activity by private equity firms acquiring public companies. The vast majority are outside the pricey growth arena. Smart money seems to be interested in businesses in overlooked areas that are priced reasonably to their cash flow and earnings. 

Similarly, we continue to look beyond the herd, guided by our 10 Principles of Value Investing™, which focuses on attractively priced, well-managed businesses that can grow throughout market cycles.

Attribution Analysis & Portfolio Activity

For the quarter, the Heartland Value Fund was up 1.97%, while the Russell 2000® Value Index fell 1.06%. We outperformed the benchmark not just during the last three months but also over past 1, 3, and 5 years. 

Stock selection explained virtually all of our outperformance in the fourth quarter, as has been the case over the past 1, 3, and 5 years. Our selection effect was particularly strong in the Industrials, Communication Services, and Utilities sectors though we underperformed in Real Estate, Technology, and Materials.

We believe our process, which focuses not just on upside potential but also on downside risks, provides us with a strategic advantage. By establishing four price targets for each holding, we are able to consider how investors might value each company under different economic and market scenarios. This gives us a framework for assessing stocks should circumstances change. 

In some cases, those four price targets have helped us remain patient, even under challenging circumstances. Take Delek US Holdings, Inc. (DK), an energy company whose refineries produce petroleum products for the transportation industry. 

Since April, the stock has been cut nearly in half, amid weakening diesel demand and tighter refining margins. However, there are signs of a recovery for trucking on the horizon, which could start to materialize in the spring or summer of 2025. Barring any shock to the economy, this should provide a boost to refiners.

In the meantime, management is creating its own tailwind, as it is focusing on unlocking the sum of the parts of the combined company. The company recently announced the sale of its 249 gas stations and convenience stores, the proceeds to be used toward a $400 million share repurchase program.

Despite these efforts, we still believe the sum of the parts of Delek is worth substantially more than the current share price of $17. Based on its refining operations, convenience stores, stake in Delek Logistics Partners LP, and other assets, we believe DK is worth $31 a share. The CEO seems to agree that the stock is substantially undervalued, as he has recently been using his personal funds to purchase DK shares.  
 
Admittedly, we were too early in initiating a position in DK at the start of this year. When we moved the company from our watchlist to the portfolio, we set a max downside loss price target of $16 a share. While disappointed in the stocks slide to $17, it was an extreme valuation level that we anticipated might occur.
 
In our view, the sum-of-the-parts thesis should punch through this overhang and lower oil prices, which serves as a feedstock for the industry, and could provide a relative safety net. Whenever the price of West Texas Intermediate (WTI) has gone negative on a year-over-year basis over the past 30 years, as it did earlier this year, shares of refiners have outpaced the energy sector 75% of the time, with an average relative outperformance of 25%.
 
We are also encouraged by strong insider buying not just at Delek but at several other refiners. An equally hopeful sign: Sophisticated buyers like Carlos Slim and Carl Icahn have also been increasing their exposure to this space lately. 

Often, our patience is what drives our selection effect and leads us to businesses like Patterson Companies, Inc. (PDCO).

Patterson is really two companies: a supply and equipment distributor for dental practices as well as for veterinary clinics. Investors have been assigning little value to the animal health portion of the business. While that segment isn’t as profitable as the company’s dental unit, it still generates over $4 billion in sales. PDCO remaining sales are in dental distribution, which competes directly against Henry Schein (HSIC). Based on enterprise value to sales, however, Patterson trades at roughly half of HSIC’s valuation. While some of this discount may be warranted because PDCO’s animal health segment are less profitable than its dental operations, the company’s dental profitability matches that of Henry Schein.

In our view, Patterson shares were grossly undervalued, so we held on even as the stock lost more than a quarter of its value from January through the end of November. We were ultimately rewarded when the company was acquired in mid-December by a private equity health investment firm for $31.35 a share, representing a 36% premium.

One of our worst performers in the quarter was a recent addition, Dentsply Sirona (XRAY). Shares of the leading manufacturer of dental equipment and supplies lost more than a quarter of their value after the company voluntarily suspended sales of its Byte Aligners and Impression Kits in late October as it conducts a review of regulatory requirements related to the product.

We did not anticipate this development, but understood this type of repricing was possible, having set our max downside target for the stock at $17, just below the current price of around $18 a share. Instead of panicking, we’ve been adding to our position. 

In light of recent events, we don’t believe Dentsply will be able to meet our 2026 targets. However, this does not change our confidence in new management’s efforts to improve the company’s financial and competitive standing. The market seems to be overlooking XRAY’s self-help strategy, which includes streamlining its product lines, improving R&D productivity, and accelerating new launches. 

The company is well underway on a cost-savings program of roughly $300 million through workforce reductions, manufacturing facility consolidation, and the divestiture of less profitable businesses. Yet the stock seems to be extremely discounted in both absolute and relative terms, trading at just 10.5X next 12-month earnings and 9X EV/EBITDA.

Outlook

In a market priced for perfection, we believe it is prudent to rigorously assess upside potential and downside risks. But that’s not what most investors are doing today — speculation is rampant. Momentum is in. Valuation is not. This could be a replay of the early 2000s, when small and midcaps led the way after years of concentrated bets on shiny ‘New Era’ darlings. 

As active managers, we are laser-focused on undervalued companies that adhere to our 10 Principles of Value Investing™. At the very least, companies with earnings yields approaching 8% or more — based on their low price/earnings ratios — should receive increased attention in the year(s) ahead. 

In 40 years of managing the Value Fund and private accounts, now more than ever, it’s our responsibility to anticipate those shifts and position your assets prudently to take advantage of favorable risk vs. reward opportunities. 

Fundamentally yours,
The Heartland Investment Team

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Portfolio Management Team

Heartland Advisors Value Investing Portfolio Manager Will Nasgovitz

Will Nasgovitz

CEO and Portfolio Manager

Heartland Advisors Value Investing Portfolio Manager Bill Nasgovitz

Bill Nasgovitz

Chairman and Portfolio Manager

Fund Returns

12/31/2024

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Since Inception (%)20-Year (%)15-Year (%)10-Year (%)5-Year (%)3-Year (%)1-Year (%)YTD* (%)QTD* (%)
Value
Investor Class
11.216.698.486.9310.946.8415.6815.681.97
Value
Institutional Class
11.296.858.657.0911.106.9915.8815.881.99
Russell 2000® Value10.457.019.467.147.291.948.058.05-1.06
*Not annualized

Source: FactSet Research Systems Inc., Russell®, and Heartland Advisors, Inc.

The inception date for the Value Fund is 12/28/1984 for the investor class and 5/1/2008 for the institutional class.

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©2024 Heartland Advisors | 790 N. Water Street, Suite 1200, Milwaukee, WI 53202 | Business Office: 414-347-7777 | Financial Professionals: 888-505-5180 | Individual Investors: 800-432-7856

In the prospectus dated 5/1/2024, the Gross Fund Operating Expenses for the investor and institutional classes of the Value Fund are 1.07% and 0.89%, respectively.

Past performance does not guarantee future results. Performance represents past performance; current returns may be lower or higher. Performance for institutional class shares prior to their initial offering is based on the performance of investor class shares. The investment return and principal value will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the original cost. All returns reflect reinvested dividends and capital gains distributions, but do not reflect the deduction of taxes that an investor would pay on distributions or redemptions. Subject to certain exceptions, shares of a Fund redeemed or exchanged within 10 days of purchase are subject to a 2% redemption fee. Performance does not reflect this fee, which if deducted would reduce an individual's return. To obtain performance through the most recent month end, call 800-432-7856 or visit heartlandadvisors.com.

An investor should consider the Funds’ investment objectives, risks, and charges and expenses carefully before investing or sending money. This and other important information may be found in the Funds' prospectus. To obtain a prospectus, please call 800-432-7856 or visit heartlandadvisors.com. Please read the prospectus carefully before investing.

As of 12/31/2024, Delek US Holdings, Inc. (DK), Dentsply Sirona, Inc. (XRAY), Patterson Companies, Inc. (PDCO), and Sealed Air Corporation (SEE) represented 0.57%, 1.48%, 1.40%, and 1.10% of the Value Fund’s net assets, respectively. Henry Schein (HSIC) is unowned by the Heartland Funds.

Statements regarding securities are not recommendations to buy or sell.

Portfolio holdings are subject to change. Current and future portfolio holdings are subject to risk.

The Value Fund invests primarily in small companies selected on a value basis. Such securities generally are more volatile and less liquid than those of larger companies.

Value investments are subject to the risk that their intrinsic value may not be recognized by the broad market.

The Value Fund seeks long-term capital appreciation through investing in small companies.

Information about Morningstar Ratings™ are ©2024 Morningstar, Inc. All rights reserved. The information contained herein is (1) proprietary to Morningstar and/or its content providers; (2) may not be copied or distributed, and (3) is not warranted to be accurate, complete or timely. Neither Morningstar nor its content providers are responsible for any damages or losses arising from any use of this information. Past performance is no guarantee of future results.

The Morningstar RatingTM for funds, or "star rating", is calculated for managed products (including mutual funds, variable annuity and variable life subaccounts, exchange-traded funds, closed-end funds, and separate accounts) with at least a three-year history. Exchange-traded funds and open-ended mutual funds are considered a single population for comparative purposes. It is calculated based on a Morningstar Risk-Adjusted Return measure that accounts for variation in a managed product's monthly excess performance, placing more emphasis on downward variations and rewarding consistent performance. The top 10% of products in each product category receive 5 stars, the next 22.5% receive 4 stars, the next 35% receive 3 stars, the next 22.5% receive 2 stars, and the bottom 10% receive 1 star. The Overall Morningstar Rating for a managed product is derived from a weighted average of the performance figures associated with its three-, five-, and 10-year (if applicable) Morningstar Rating metrics. The weights are: 100% three-year rating for 36-59 months of total returns, 60% five-year rating/40% three-year rating for 60-119 months of total returns, and 50% 10-year rating/30% five-year rating/20% three-year rating for 120 or more months of total returns. While the 10-year overall star rating formula seems to give the most weight to the 10-year period, the most recent three-year period actually has the greatest impact because it is included in all three rating periods.

As of 10/31/2024 Morningstar Rating™: The Heartland Value Fund investor class was rated against 448, 422, 328 and 448 U.S.-domiciled Small Value funds for the 3-Year, 5-Year, 10-Year and Overall Ratings, respectively and has Morningstar’s 4-star rating for 3-Year, 4-star rating for 5-Year, 3-star rating for 10-Year and 4-star rating for the Overall.

The above individuals are registered representatives of ALPS Distributors, Inc., except those indicated with *.

The Fund’s performance information included in regulatory filings includes a required index that represents an overall securities market (Regulatory Benchmark). In addition, the Fund's regulatory filings may also include an index that more closely aligns to the Fund's investment strategy (Strategy Benchmark(s)). The Fund's performance included in marketing and advertising materials and information other than regulatory filings is generally compared only to the Strategy Benchmark.

The Heartland Funds are distributed by ALPS Distributors, Inc.

The statements and opinions expressed in this article are those of the presenter(s). Any discussion of investments and investment strategies represents the presenters’ views as of the date created and are subject to change without notice. The opinions expressed are for general information only and are not intended to provide specific advice or recommendations for any individual. The specific securities discussed, which are intended to illustrate the advisor’s investment style, do not represent all of the securities purchased, sold, or recommended by the advisor for client accounts, and the reader should not assume that an investment in these securities was or would be profitable in the future. Certain security valuations and forward estimates are based on Heartland Advisors’ calculations. Any forecasts may not prove to be true. 

Economic predictions are based on estimates and are subject to change.

There is no guarantee that a particular investment strategy will be successful.

Sector and Industry classifications are sourced from GICS®.The Global Industry Classification Standard (GICS®) is the exclusive intellectual property of MSCI Inc. (MSCI) and S&P Global Market Intelligence (“S&P”).  Neither MSCI, S&P, their affiliates, nor any of their third party providers (“GICS Parties”) makes any representations or warranties, express or implied, with respect to GICS or the results to be obtained by the use thereof, and expressly disclaim all warranties, including warranties of accuracy, completeness, merchantability and fitness for a particular purpose.  The GICS Parties shall not have any liability for any direct, indirect, special, punitive, consequential or any other damages (including lost profits) even if notified of such damages.

Heartland Advisors defines market cap ranges by the following indices: micro-cap by the Russell Microcap®, small-cap by the Russell 2000®, mid-cap by the Russell Midcap®, large-cap by the Russell Top 200®.

Because of ongoing market volatility, performance may be subject to substantial short-term changes.

Dividends are not guaranteed and a company’s future ability to pay dividends may be limited. A company currently paying dividends may cease paying dividends at any time.

There is no assurance that dividend-paying stocks will mitigate volatility.

Russell Investment Group is the source and owner of the trademarks, service marks and copyrights related to the Russell Indices. Russell® is a trademark of the Frank Russell Investment Group.

Data sourced from FactSet: Copyright 2024 FactSet Research Systems Inc., FactSet Fundamentals. All rights reserved.

Buyback is the repurchase of outstanding shares (repurchase) by a company in order to reduce the number of shares on the market. Enterprise Value/Earnings Before Interest, Taxes, Depreciation, and Amortization (EV/EBITDA) Ratio is a financial indicator used to determine the value of a company and is calculated by dividing the entire economic value of the company (enterprise value) by its earnings before interest, taxes, depreciation, and amortization (EBITDA). Earnings Per Share is the portion of a company’s profit allocated to each outstanding share of common stock. Earnings Yield is the reciprocal of the price to earnings ratio.  Free Cash Flow is the amount of cash a company has after expenses, debt service, capital expenditures, and dividends. The higher the free cash flow, the stronger the company’s balance sheet. Insider Buying is the purchase of a company's stock by individual directors, executives or other employees. Margin of Safety is a principle of investing in which an investor only purchases securities when the market price is significantly below its intrinsic value. Price/Earnings Ratio of a stock is calculated by dividing the current price of the stock by its trailing or its forward 12 months’ earnings per share.  Russell Investment Group is the source and owner of the trademarks, service marks and copyrights related to the Russell Indices. Russell® is a trademark of the Russell Investment Group. Russell 2000® Index includes the 2000 firms from the Russell 3000® Index with the smallest market capitalizations. All indices are unmanaged. It is not possible to invest directly in an index. Russell 2000® Value Index measures the performance of those Russell 2000® companies with lower price/book ratios and lower forecasted growth characteristics. S&P 500 Index is an index of 500 U.S. stocks chosen for market size, liquidity and industry group representation and is a widely used U.S. equity benchmark. All indices are unmanaged. It is not possible to invest directly in an index. S&P 600 Index is a group of 600 U.S. stocks chosen for their market size, liquidity and industry group representation. All indices are unmanaged. It is not possible to invest directly in an index. 10 Principles of Value Investing™ consist of the following criteria for selecting securities: (1) catalyst for recognition; (2) low price in relation to earnings; (3) low price in relation to cash flow; (4) low price in relation to book value; (5) financial soundness; (6) positive earnings dynamics; (7) sound business strategy; (8) capable management and insider ownership; (9) value of company; and (10) positive technical analysis.

Heartland’s investing glossary provides definitions for several terms used on this page.

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